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Complaints About Members
Complaints About Members and the IARFPs Adjudication Process.

The International Association of Registered Financial Planners is a self-regulating organization.  As such, it strives to monitor its members’ activities, with a view to maintaining the highest standards of professionalism.
The IARFP welcomes any expressions of concern about a member’s activities.  If requested, we will strive to assist complainants in resolving issues with members.  If deemed necessary, we will investigate alleged member misconduct to the full extent, leading to possible disciplinary action or expulsion from the IARFP.

IARFP Members may obtain further information on the Procedure for Adjudication of an Allegation of Unprofessional Conduct of a Member and Disciplinary Action by accessing the Members’ Site.

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